Assessing Ethereum's Unlock Scenario: Simulating the Shanghai Upgrade's Selling Pressure

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Executive Summary

This report estimates the volume of staked ETH likely to be withdrawn and sold immediately following the Shanghai Upgrade. After analyzing various staking cohorts and their motivations for selling unstaked ETH, we project a total of 170K ETH intended for sale post-upgrade.

Key predictions:


The Shanghai Upgrade

Scheduled for April 12, 2023, the Shanghai/Capella hard fork enables withdrawals of ETH staked in Ethereum’s Proof-of-Stake (PoS) consensus mechanism. With 18M ETH ($34B, 15% of supply) currently locked, concerns persist about potential market flooding.

This report addresses three critical questions:

  1. Which stakeholders are most likely to withdraw?
  2. What volume of ETH will be unlocked?
  3. How significant will the selling pressure be?

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Mapping Ethereum’s Staking Landscape

Key Participants:

Our analysis focuses on depositors—the ultimate decision-makers on withdrawals.

Stakeholder Cohorts:

We categorize depositors by:

  1. Tenure: Time active (pre-genesis to recent).
  2. Size: Validators per address (1 to 500+).
  3. Profitability: Unrealized P/L based on deposit timing.
  4. Organization: Individual vs. institutional providers (e.g., Lido, Coinbase).

Validator profitability distribution


Institutional vs. Individual Stakers

Notably, 75% of non-institutional stakers are underwater, yet large holders face low sell pressure due to high conviction.

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Simulating Post-Shanghai Withdrawals

Partial Withdrawals (Skimming Rewards):

Full Withdrawals (Exiting Validators):

Total Supply Impact Scenarios:

  1. Extreme: 1.54M ETH ($2.9B) liquidated.
  2. Current: 312K ETH ($592M) liquidated.
  3. Projected: 170K ETH ($323M) liquidated.

Even the extreme scenario doubles weekly exchange inflows but remains below panic-driven events (e.g., FTX collapse).


FAQs

1. Will unlocked ETH flood the market?

No. Daily churn limits and institutional re-staking (e.g., Lido) will buffer sell pressure.

2. Which stakers are most likely to sell?

Smallholders with unrealized losses, though they represent a minor share (~7.6K ETH).

3. How long will withdrawals take?

Partial: 2–4.5 days. Full: Gradual (57.6K ETH/day max).


Conclusion

The Shanghai Upgrade’s economic impact will likely be overstated: